Select... Less than 25 years Between 25 and 50 years Between 50 and 65 years Older than 65 years
Current employment status*
Select... Employed full time Employed part time Self-Employed Retired Unemployed and actively looking for a job Unemployed but independently wealthy Homemaker
Which option best describes your household:*
Select... Unmarried with one income Married with no children and one income Married with no children and two incomes Married with children and two incomes Married with children and one income Retired with working spouse Retired with retired spouse
What is your estimated annual income (including employment paycheck, alimony, Social Security, investment and all other income):
Select... Less than $25,000 $25,001-$50,000 $50,001-$100,000 $100,001-$250,000 $250,001-$500,000 Over $500,000
What is your estimated net worth (i.e., assets minus liabilities, excluding your residence):
Select... Less than $25,000 $25,001-$50,000 $50,001-$100,000 $100,001-$250,000 $250,001-$500,000 Over $500,000
Are your holdings outside this account well diversified?
Select... My holdings in this account are the majority of my net worth My holdings in this account are not the majority of my net worth and I am not looking for diversification in this account
Which option best describes your financial situation and needs
Select... Ample saving, stable financial situation Modest saving, stable financial situation Minimal savings, or unstable financial situation
When might you be forced to convert to cash (even at the risk of bearing losses)?
Select... I may need to liquidate within 1 year I may need to liquidate within 2 years I may need to liquidate within 3 years I may need to liquidate within 5 years I plan to keep the investment for the next 5 years or longer
How important is it for you to be able to quickly and easily sell all or a part of the investments in this account?
Select... Very important Important Somewhat important Not at all important
Which of these statements best describes your attitude towards making investment decisions?
Select... The risk of loss is a lot more important than the chance for gains The risk of loss is more important than the chance for gains The risk of loss and chance for gains are equally important The chance for gains is more important than the risk of loss
How averse are you to risk and to loss of capital in this account?
Select... I have zero tolerance for risk I can tolerate the risks of a balanced portfolio that has stocks and bonds I can tolerate the risks of a stock index like S&P I can tolerate risk that is modestly higher than stock index I can tolerate risk significantly higher than the stock index
What level of value drop in your current investments would lead you to make drastic decisions to liquidate your losing investments or all your investments?
Select... Any value drop 0-5% value drop 5-10% value drop 10-20% value drop 20-40% value drop More than 40% value drop
Are you willing to invest in areas outside of your area of expertise or knowledge in the hopes of a good payoff?
Select... Yes No Maybe
